Free Finra Series-6 Exam Dumps - Page 2

Question No: 11

MultipleChoice

Which of the following statements regarding the ''rights of accumulation'' is true?

Options

AAll mutual funds that have front-end loads are required to allow their shareholders rights of accumulation.

BReinvested dividends and capital gain distributions count toward reaching a breakpoint under the rights of accumulation.

CA breakpoint must be reached within a 13-month period, at which point the accumulation period begins anew.

DA letter of intent must be signed to activate the rights of accumulation.

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