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Finra Exam Series-7 Topic 2 Question 64 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 64
Topic #: 2
[All Series-7 Questions]

An advertisement for a CMO security by a member of FINRA should disclose which of the following?

Show Suggested Answer Hide Answer
Suggested Answer: A

$0.45. Since treasury stock does not receive dividends, divide $450,000 by the outstanding 100,000 shares to arrive at $0.45 per share.


by Lisha at Jan 06, 2023, 06:14 PM

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Anglea
1 months ago
Option C is the way to go. Gotta love those 'may vary' disclosures - keeps the regulators happy and the investors on their toes!
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Chi
1 days ago
Absolutely, disclosing potential variations in yield is crucial for compliance.
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Shenika
23 days ago
Yeah, it's always better to be transparent with investors.
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Lisandra
26 days ago
I agree, option C is definitely the safest choice.
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Pete
1 months ago
Option B is too vague. I want the details, not just a 'prevailing discount rate' that could change at any moment.
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Giuseppe
7 days ago
User 1: I agree, option B is too vague.
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Barrett
8 days ago
Dacia: That makes sense, option C provides more information than option B.
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Rolf
13 days ago
User 3: Yeah, option C mentions that the yield is an estimate that may vary based on different factors.
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Dacia
1 months ago
User 2: I think option C is the best choice.
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Cyndy
1 months ago
User 1: I agree, option B is too vague.
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Chantay
1 months ago
Haha, Option A is wishful thinking. No way they're going to disclose the 'exact' yield - that's just asking for trouble!
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Mozell
1 months ago
I'm going with Option D. Why not just state the maximum yield and let investors decide for themselves?
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Stephanie
2 months ago
Option C seems like the most comprehensive and accurate disclosure. Investors need to know the yield is just an estimate that can fluctuate.
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Eric
21 days ago
User 2: Definitely, investors need to be aware that the yield can vary based on different factors.
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Deeanna
26 days ago
User 1: I agree, option C is the most transparent choice.
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Annelle
2 months ago
I'm not sure, but I think it's important to be transparent about potential variations in yield.
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Bethanie
2 months ago
I agree with Rochell, it makes sense to disclose that the yield is an estimate.
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Rochell
2 months ago
I think the answer is C.
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