Finra Exam Series-6 Topic 9 Question 22 Discussion

Actual exam question for Finra's Series-6 exam

Question #: 22
Topic #: 9

[All Series-6 Questions]

Which of the following share classes do not have front-end loads?

AClass A

BClass B

CClass C

DNeither Class B nor Class C shares have front-end loads.

Show Suggested Answer

Suggested Answer: D

Neither Class B nor Class C shares have front-end loads. Class B and Class C shares typically have higher 12b -1 fees, however, with Class C having the highest 12b-1 fees of the three classes.

by Krissy at May 04, 2022, 11:47 PM

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