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Finra Series-6 Exam - Topic 9 Question 22 Discussion

Posted by Krissy on May 04, 2022 at 11:47 PM

Which of the following share classes do not have front-end loads?

Suggested Answer: D

Neither Class B nor Class C shares have front-end loads. Class B and Class C shares typically have higher 12b -1 fees, however, with Class C having the highest 12b-1 fees of the three classes.


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12 comments · newest first
MA
Mari 1 year ago
Hmm, I’m not convinced. Need to double-check that info.
OL
Oliva 1 year ago
Yup, B and C are the way to go for no upfront fees!
AS
Ashton 1 year ago
Wait, are you sure about that? I thought Class A had some loads.
JO
Josue 1 year ago
Totally agree, B and C are load-free!
DE
Destiny 1 year ago
Class B and C shares usually don't have front-end loads.
LE
Leonida 1 year ago
I feel like the answer is D because neither Class B nor Class C has front-end loads, but I need to double-check that.
DE
Deeann 1 year ago
If I recall correctly, Class C shares typically don't have front-end loads, but I could be mixing that up with something else.
CH
Chaya 1 year ago
I think Class A shares usually have front-end loads, but I'm not entirely sure about Class B and C.
MA
Markus 1 year ago
I remember practicing a question about share classes, and I think Class B shares might have a back-end load instead.
ST
Stefanie 1 year ago
Okay, let's see. 10 days and 3 months seem like reasonable breakdown periods, but I'm not sure about the others.
TE
Terrilyn 1 year ago
I don't recall specifics about the priorities, but I do know that understanding capabilities is key. I feel like business units were also mentioned a lot.
AL
Alonzo 1 year ago
I've got a good feeling about this one. Based on the information provided, it sounds like the computer had a HIDS (Host-based Intrusion Detection System) installed, which would detect the attack but not necessarily take any mitigation action.
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