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Finra Series-6 Exam - Topic 9 Question 22 Discussion

Actual exam question for Finra's Series-6 exam
Question #: 22
Topic #: 9
[All Series-6 Questions]

Which of the following share classes do not have front-end loads?

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Suggested Answer: D

Neither Class B nor Class C shares have front-end loads. Class B and Class C shares typically have higher 12b -1 fees, however, with Class C having the highest 12b-1 fees of the three classes.


by Krissy at May 04, 2022, 11:47 PM

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Mari
5 months ago
Hmm, I’m not convinced. Need to double-check that info.
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Oliva
6 months ago
Yup, B and C are the way to go for no upfront fees!
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Ashton
6 months ago
Wait, are you sure about that? I thought Class A had some loads.
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Josue
6 months ago
Totally agree, B and C are load-free!
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Destiny
6 months ago
Class B and C shares usually don't have front-end loads.
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Leonida
6 months ago
I feel like the answer is D because neither Class B nor Class C has front-end loads, but I need to double-check that.
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Deeann
6 months ago
If I recall correctly, Class C shares typically don't have front-end loads, but I could be mixing that up with something else.
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Chaya
6 months ago
I think Class A shares usually have front-end loads, but I'm not entirely sure about Class B and C.
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Markus
6 months ago
I remember practicing a question about share classes, and I think Class B shares might have a back-end load instead.
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Stefanie
6 months ago
Okay, let's see. 10 days and 3 months seem like reasonable breakdown periods, but I'm not sure about the others.
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Terrilyn
6 months ago
I don't recall specifics about the priorities, but I do know that understanding capabilities is key. I feel like business units were also mentioned a lot.
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Alonzo
6 months ago
I've got a good feeling about this one. Based on the information provided, it sounds like the computer had a HIDS (Host-based Intrusion Detection System) installed, which would detect the attack but not necessarily take any mitigation action.
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