Finra Exam Series-6 Topic 6 Question 2 Discussion

Actual exam question for Finra's Series-6 exam

Question #: 2
Topic #: 6

[All Series-6 Questions]

Which of the following types of securities would not be traded in the over-the-counter market?

i. stock options

ii. government bonds

iii. corporate bonds

IV. corporate stocks

AI only

BI and IV only

CIII and IV only

DAll of the choices are traded in the over-the-counter market.

Show Suggested Answer

Suggested Answer: D

All of the choices listed-and more-are traded in the over-the-counter market: stock options, government bonds, corporate bonds, and corporate stocks. Additionally, securities such as warrants, rights, forward contracts, and foreign currencies also trade in the over-the-counter market.

by Carey at May 03, 2022, 02:41 PM

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