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Which of the following types of securities would not be traded in the over-the-counter market?
i. stock options
ii. government bonds
iii. corporate bonds
IV. corporate stocks
Suggested Answer: D
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All of the choices listed-and more-are traded in the over-the-counter market: stock options, government bonds, corporate bonds, and corporate stocks. Additionally, securities such as warrants, rights, forward contracts, and foreign currencies also trade in the over-the-counter market.
12 comments · newest first
MA
Mari
1 year ago
Not sure about that, sounds too broad to me.
KI
Kirk
1 year ago
I agree, all of these can be traded OTC.
KA
Karrie
1 year ago
Wait, are corporate stocks really not traded OTC?
GE
Geraldo
1 year ago
I think stock options are also OTC.
CA
Carylon
1 year ago
Government bonds are definitely traded OTC.
BL
Blossom
1 year ago
I’m leaning towards option B, but I can’t recall if corporate bonds are sometimes traded on exchanges too.
SH
Shelba
1 year ago
I feel like all of these could be traded OTC, but I have a nagging doubt about government bonds.
FA
Fanny
1 year ago
I remember practicing a question like this, and I think corporate stocks are usually listed on exchanges, not OTC.
QU
Queen
1 year ago
I think stock options are definitely traded OTC, but I'm not sure about government bonds.
EL
Elmira
1 year ago
I think the middle office is responsible for the operations side of the trading desk, like data entry and reconciliations. It's not the front office that actually does the trading, and it's not the back office that handles the accounting and risk management.
NO
Nobuko
1 year ago
I think the XML parser attack could be avoided because Service A managed to handle the XML bomb without crashing, but I'm not completely sure.
RE
Reta
1 year ago
Hmm, I'm a bit unsure about this one. The question mentions both IPv4 and IPv6, so I'm wondering if the mgmt0 interface would be able to handle both. And I'm not too familiar with SNMP, so I'll need to review that option more closely.