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PECB ISO-IEC-42001-Lead-Auditor Exam - Topic 6 Question 14 Discussion

Actual exam question for PECB's ISO-IEC-42001-Lead-Auditor exam
Question #: 14
Topic #: 6
[All ISO-IEC-42001-Lead-Auditor Questions]

During an audit, the auditor employed data analytic technology to identify anomalies and unusual patterns in the decision-making processes of an AI system used by a financial institution to approve or reject loan applications. Which data analytic technology did the auditor use?

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Suggested Answer: C

The auditor used Data Mining.

Data mining involves exploring large datasets to identify patterns, anomalies, or relationships.

ISO/IEC 20546:2019 Clause 3.5 defines data mining as: ''The process of discovering patterns, correlations, anomalies, and associations within large datasets.''

In ISO/IEC 42001:2023, auditors are encouraged in Clause 9.2.2 to use appropriate technological tools to analyze AI system behavior, including using big data technologies for pattern recognition during audits.


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Kaycee
17 days ago
I feel like visual analytics could be a possibility too, especially if they were trying to present the anomalies in a clear way.
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Billye
22 days ago
I'm not entirely sure, but I remember something about predictive analytics being used for forecasting outcomes. Could that apply to loan approvals?
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Magnolia
27 days ago
I think the auditor might have used data mining since it focuses on discovering patterns in large datasets, which seems relevant here.
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