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Finra Exam Series-7 Topic 4 Question 71 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 71
Topic #: 4
[All Series-7 Questions]

Which of the following is not an investment company within the terms of the Investment Company Act of 1940?

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Suggested Answer: D

predictions of recession in the economy. All of the other choices are technical market indicators. An economic forecast is ''fundamental'' market data.


by Leonora at Jul 09, 2023, 09:46 PM

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Gerald
21 days ago
Holding companies, face-amount certificates, unit trusts, and management companies - this exam is really mining the depths of investment knowledge!
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Candida
22 days ago
Management company, eh? Sounds like they've got the reins on this investment thing.
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Bernadine
25 days ago
Unit investment trust company, huh? Sounds like a trusty investment, if you ask me.
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Truman
3 days ago
I think a holding company dealing in mineral leaseholds is not an investment company.
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Yong
1 months ago
A face-amount certificate company? That's a new one on me. I bet it's more exciting than it sounds.
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Iola
3 days ago
C: I heard they were popular back in the day but not so much anymore.
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Theola
13 days ago
B: Yeah, it's a type of investment company that guarantees a fixed return.
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Karl
22 days ago
A: I think a face-amount certificate company is like a savings bond.
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Michal
2 months ago
But why do you think that? I thought management companies are considered investment companies.
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Jesusita
2 months ago
I disagree, I believe the correct answer is D) a management company.
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Michal
2 months ago
I think the answer is A) a holding company dealing in mineral leaseholds.
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Erasmo
2 months ago
Hmm, a holding company dealing in mineral leaseholds? Sounds like a real goldmine of an investment!
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Ettie
11 days ago
D) a management company
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Adria
15 days ago
C) a unit investment trust company
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Reuben
1 months ago
B) a face-amount certificate company
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Vallie
1 months ago
A) a holding company dealing in mineral leaseholds
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Derick
2 months ago
I'm not sure about this one. Can someone explain why holding company dealing in mineral leaseholds is not considered an investment company?
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Cyndy
2 months ago
I agree with Merrilee. Holding company dealing in mineral leaseholds is not considered an investment company under the Act.
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Merrilee
2 months ago
I think the answer is A) a holding company dealing in mineral leaseholds.
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a