Finra Series-6 Exam - Topic 8 Question 1 Discussion

Actual exam question for Finra's Series-6 exam

Question #: 1
Topic #: 8

[All Series-6 Questions]

All government bonds and the majority of corporate bonds are traded:

Aon the floor of the NYSE .

Bvia electronic communication networks (ECNs).

Con regional exchanges.

Din the over-the-counter market.

Show Suggested Answer

Suggested Answer: D

All government bonds and the majority of corporate bonds are traded in the over-the-counter market.

by Ruthann at May 04, 2022, 11:23 AM

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Jennie

4 months ago

I had no idea they were mostly OTC, that's interesting!

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Wenona

4 months ago

ECNs are mostly for stocks, bonds are different.

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Lizbeth

4 months ago

Wait, are you sure about that? I thought some were on the NYSE.

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Brynn

4 months ago

Totally agree, OTC is where the action is!

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Bev

5 months ago

Most bonds are traded OTC, not on exchanges.

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Isabella

5 months ago

I’m pretty confident that most bonds are traded OTC, but I should double-check my notes just in case.

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Murray

5 months ago

I remember practicing a question that mentioned ECNs, but I feel like that was more about stocks than bonds.

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Orville

5 months ago

I think government bonds are mostly traded over-the-counter, but I’m not entirely sure about corporate bonds.

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Glynda

5 months ago

I’m leaning towards option D, but I vaguely recall something about regional exchanges being involved too.

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Art

5 months ago

Hmm, I'm a bit confused by the different tiers and redemption rules. I'll need to make sure I understand the details before trying to answer this.

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I've got this one! The key is that we need to check the room availability when the request is made, so it has to be a server-side process. In-browser and functional programming wouldn't be able to do that dynamic real-time check. Server-side is definitely the way to go.

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