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Finra Exam Series-6 Topic 7 Question 65 Discussion
Actual exam question for
Finra's
Series-6 exam
Question #: 65
Topic #: 7
[All Series-6 Questions]
Topic #: 7
Which of the following persons is not permitted to open an investment account?
i. a general partnership
ii. a corporation
iii. the executor of an estate
IV. a 16-year-old entrepreneur
Suggested Answer:
D
Only the 16-year-old entrepreneur is not permitted to open an investment account. As a minor, he is not a legal person. All the other selections are legal persons and can establish investment accounts.
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