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Eccouncil 212-89 Exam - Topic 8 Question 97 Discussion

Identify Sarbanes--Oxley Act (SOX) Title, which consists of only one section, that includes measures designed to help restore investor confidence in the reporting ofsecurities analysts.
B) Title V: Analyst Conflicts of Interest
A) Title VIII: Corporate and Criminal Fraud Accountability
C) Title VII: Studies and Reports
D) Title IX: White-Collar-Crime Penalty Enhancement

Eccouncil 212-89 Exam - Topic 8 Question 97 Discussion

Actual exam question for Eccouncil's 212-89 exam
Question #: 97
Topic #: 8
[All 212-89 Questions]

Identify Sarbanes--Oxley Act (SOX) Title, which consists of only one section, that includes measures designed to help restore investor confidence in the reporting of

securities analysts.

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Suggested Answer: B

The Sarbanes--Oxley Act (SOX) Title V, titled 'Analyst Conflicts of Interest,' contains measures specifically designed to restore investor confidence in the reporting of securities analysts. It addresses the issue of potential conflicts of interest for securities analysts who recommend stocks and other securities by requiring disclosure of certain relationships and financial interests between analysts and the companies they cover. This part of the SOX Act aims to ensure that investors receive unbiased and accurate information from analysts, thereby helping to restore trust in financial markets. Title V consists of only one section, making it unique compared to other titles within the Act that may encompass multiple sections or provisions.


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