SOFE SOFA-CFE Exam - Topic 6 Question 43 Discussion

Actual exam question for SOFE's SOFA-CFE exam

Question #: 43
Topic #: 6

A company must agree to notify the New York Stock Exchange promptly if which of the following several enumerated events occur:

Aany change in the general character or nature of its business

Bany change of officers or directors

Cany change in its independent public accountants

DAll of the above

Show Suggested Answer

Suggested Answer: D

by Carma at May 07, 2022, 04:07 AM

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Evangelina

7 months ago

Wait, they have to report changes in business nature too? That seems excessive.

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Alaine

7 months ago

Yeah, it's standard practice to notify for any major changes.

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Deonna

7 months ago

Surprised that they have to report all those changes!

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Elena

7 months ago

I think it's just B and C.

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Glory

7 months ago

Definitely all of the above!

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Magda

8 months ago

I believe the answer is D, all of the above, since all these events could impact investor decisions.

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Karima

8 months ago

I vaguely recall that changes in officers or directors are definitely reportable, but I'm not certain about the others.

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Carlee

8 months ago

I feel like I've seen a similar question before, and I think it was about notifying the exchange for any major changes. Could it be all of them?

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Augustine

8 months ago

I think I remember that companies have to report significant changes, but I'm not sure if all of these events are included.

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Arthur

8 months ago

Wait, can you really generate an APK file using JavaScript code? That seems a bit strange. I'm going to go with option A, it's the most logical choice.

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Georgiann

8 months ago

Hmm, I'm a bit unsure about the difference between a zero-day vulnerability and unknown malware. I'll need to think this through carefully.

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