SOFE Exam SOFA-CFE Topic 3 Question 105 Discussion

Actual exam question for SOFE's SOFA-CFE exam

Question #: 105
Topic #: 3

Which form of Securities Act of 1933 is used to register shares offered in connection with business combinations, transactions and exchange offers?

AForm S-1

BForm S-3

CForm S-4

DForm S-8

Show Suggested Answer

Suggested Answer: D

by Alethea at Jan 11, 2025, 12:40 PM

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Cassi

19 days ago

Ah, the old 'which Form is for which transaction' question. Trick question, the real answer is Form S-BINGO!

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Winifred

21 days ago

Form S-4? More like Form S-MERGER, am I right?

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Josephine

24 days ago

D, Form S-8? Really? That's for employee stock plans, not business combinations. I think I need to re-read the Securities Act chapter again.

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Antonio

1 months ago

C, definitely C. I remember learning this in my securities law class. Form S-4 is the way to go for those merger deals.

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Izetta

2 days ago

Yes, Form S-4 is the correct form for registering shares in connection with these types of transactions.

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Adrianna

7 days ago

I agree, Form S-4 is specifically designed for business combinations and exchange offers.

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Maryann

1 months ago

Hmm, I'm torn between B and C. Form S-3 is for seasoned issuers, but Form S-4 does sound like the one for business combinations.

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Jerry

13 days ago

Yeah, I agree. Form S-4 is used to register shares offered in connection with business combinations.

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Deonna

26 days ago

I think Form S-4 is the one for business combinations.

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Silva

26 days ago

True, but in this case, Form S-4 is the correct answer.

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Titus

28 days ago

But Form S-3 is for seasoned issuers, so it could also be a possibility.

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Jonelle

1 months ago

I agree, Form S-4 is used to register shares offered in connection with business combinations.

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Sharen

1 months ago

I think Form S-4 is the one for business combinations.

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Corazon

2 months ago

I'm pretty sure it's Form S-4. That's the one for mergers and acquisitions, right?

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Lanie

15 days ago

Form S-4 is indeed the correct form for registering shares offered in connection with business combinations.

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Stefanie

19 days ago

That's right, Form S-4 is the form used for registering shares in transactions like mergers and exchange offers.

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Carma

24 days ago

I think Form S-4 is specifically for mergers and acquisitions.

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Clare

1 months ago

Yes, you're correct. Form S-4 is used for registering shares in connection with business combinations.

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Tenesha

2 months ago

I'm not sure, but I think Form S-1 is also used for registering shares.

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Larae

2 months ago

I agree with Craig, Form S-4 is used for business combinations.

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Craig

2 months ago

I think the answer is C) Form S-4.

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