ISO-IEC-42001-Lead-Auditor: ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor Dumps
Free PECB ISO-IEC-42001-Lead-Auditor Exam Dumps May 2026
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Question No: 1
MultipleChoice
While preparing for an AIMS audit, a technology company faced an issue: the auditor lacked a required security clearance for accessing sensitive information related to government contracts.
The company requested a replacement auditor. Is this acceptable?
Options
Answer AExplanation
It is acceptable for an auditee to request a change if the assigned auditor lacks necessary security clearances to perform the audit properly.
ISO/IEC 17021-1:2015 Clause 5.2.2 requires that auditors must have appropriate competence, including security requirements, for sensitive audits.
The Lead Auditor Training specifies: ''Auditee organizations have the right to request a replacement of auditors if competence (including security clearance) is insufficient for audit scope requirements.''
Question No: 2
MultipleChoice
Which option best competencies must at least one of the audit team members possess?
Options
Answer BExplanation
At least one member of the audit team must possess knowledge of the risk-based approach to auditing, particularly because ISO/IEC 42001 auditing requires risk-centric evaluation of AI processes.
ISO/IEC 17021-1:2015 Clause 9.2.1 emphasizes the importance of a risk-based audit approach.
The Lead Auditor Course for ISO/IEC 42001 states: ''Competency in risk-based thinking is critical for identifying and focusing on AI system risks that could affect the achievement of audit objectives.''
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Question No: 3
MultipleChoice
Alignment]
How does the proposed EU AI Act plan to enforce AI regulations across Member States and support innovation?
Options
Answer CExplanation
The proposed EU AI Act takes a risk-based and decentralized approach to enforcement:
* It leverages existing national regulatory authorities in each Member State.
* Coordination and oversight are managed by a newly established European AI Board, which ensures consistent application of the regulation across the EU.
* This dual-layer structure supports regulatory efficiency and innovation by reducing duplication and maintaining harmony.
Option A is incorrect because the EU AI Act does not require the formation of entirely new regulators.
Option B is incorrect because the Act does not establish a single centralized agency.
* EU AI Act (Provisional Agreement, 2023), Articles 56--63 -- Enforcement structure
* European Commission Factsheet -- ''How the EU AI Act Will Be Enforced''