After conducting an external audit, the auditor decided that the internal auditor would follow-up on the implementation of corrective actions until the next surveillance audit. Is this acceptable?
Suggested Answer: C
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Yes, it is acceptable for the internal auditor to follow-up on the implementation of corrective actions until verified by the external auditor during the next surveillance audit. This practice supports continuous improvement and ensures that corrective actions are effectively implemented and maintained over time.
31 comments · newest first
HO
Hollis
10 months ago
Sounds fine to me, as long as there's oversight!
EL
Elza
11 months ago
The internal auditor's role is to ensure corrective actions are implemented.
NA
Naomi
11 months ago
Wait, isn't that a conflict of interest?
JI
Jina
11 months ago
Totally agree, it's practical if the external auditor can't do it.
AN
Antonio
11 months ago
I think the internal auditor can definitely follow up.
GR
Graciela
12 months ago
I feel like the external auditor should have the final say on follow-ups, but I’m not completely confident about that. Maybe option A is the safest choice?
AL
Aleta
12 months ago
My notes mention that the internal auditor can verify corrective actions, but only if the external auditor can't do it. So, I guess option B might be correct?
GA
Gail
12 months ago
I think I saw a similar question where the internal auditor was allowed to follow up, but I can't recall the exact details.
RE
Renato
1 year ago
I remember discussing how the roles of internal and external auditors can overlap in certain situations, but I'm not sure if this is one of them.
CO
Colby
1 year ago
This is a good one. I think the key is recognizing that the external auditor is ultimately responsible for verifying the implementation of corrective actions, but the internal auditor can assist with that process. Option C seems to capture that dynamic the best, so I'm leaning towards that as the answer.
RO
Rory
1 year ago
I'm a little confused by this question. The roles of the internal and external auditors can be a bit murky, and I'm not sure I fully understand the nuances here. I'll need to review my notes and maybe even ask the instructor for some clarification before I can feel confident about answering this one.
MA
Marguerita
1 year ago
Okay, I think I've got this. The question is asking if it's acceptable for the internal auditor to follow up on corrective actions after the external audit. Based on my understanding, option C seems to be the correct answer - the internal auditor can follow up until the next surveillance audit by the external auditor.
DE
Denna
1 year ago
Hmm, I'm a bit unsure about this one. The question is asking about the auditor's responsibilities, which can get a bit tricky. I'll need to think through the different options and make sure I understand the relationship between the internal and external auditors.
CH
Chan
1 year ago
This seems like a pretty straightforward question. I think the key is understanding the roles and responsibilities of the internal and external auditors. The question is asking if it's acceptable for the internal auditor to follow up on corrective actions, so I'll need to carefully consider the options.
GE
Georgene
2 years ago
I believe the internal auditor can follow-up until the next surveillance audit.
DE
Deeanna
2 years ago
C) Yes, the internal auditor may follow-up on the implementation of corrective actions until a verification from the external auditor during the surveillance audit. Keeps everyone accountable!
AN
Antione
2 years ago
A) No, only the external auditor should follow up on the implementation of corrective actions after the completion of the audit. The internal auditor might be too close to the issues to be objective.
KA
Kattie
2 years ago
C) Yes, the internal auditor may follow-up on the implementation of corrective actions until a verification from the external auditor during the surveillance audit
PA
Pamella
2 years ago
A) The external auditor's independence is crucial for unbiased verification
PA
Paris
2 years ago
B) Yes, the internal auditor may verify the implementation of corrective actions if it cannot be done by the external auditor
HE
Hershel
2 years ago
A) No, only the external auditor should follow up on the implementation of corrective actions after the completion of the audit
DE
Denae
2 years ago
C) Yes, the internal auditor may follow-up on the implementation of corrective actions until a verification from the external auditor during the surveillance audit. Seems like a logical split of responsibilities.
RE
Regenia
2 years ago
B) Yes, the internal auditor may verify the implementation of corrective actions if it cannot be done by the external auditor
AR
Arthur
2 years ago
A) No, only the external auditor should follow up on the implementation of corrective actions after the completion of the audit
VO
Vonda
2 years ago
I disagree, the internal auditor can verify the implementation if needed.
LA
Lacey
2 years ago
B) Yes, the internal auditor may verify the implementation of corrective actions if it cannot be done by the external auditor. Makes sense to me, who else would be better equipped to ensure the fixes are in place?
MA
Marguerita
2 years ago
B) Yes, the internal auditor may verify the implementation of corrective actions if it cannot be done by the external auditor. Makes sense to me, who else would be better equipped to ensure the fixes are in place?
EM
Emelda
2 years ago
C) Yes, the internal auditor may follow-up on the implementation of corrective actions until a verification from the external auditor during the surveillance audit
RO
Rolande
2 years ago
B) Yes, the internal auditor may verify the implementation of corrective actions if it cannot be done by the external auditor
AD
Adelina
2 years ago
A) No, only the external auditor should follow up on the implementation of corrective actions after the completion of the audit
CL
Cletus
2 years ago
I think only the external auditor should follow up on corrective actions.