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IIA Exam IIA-IAP Topic 1 Question 8 Discussion

Actual exam question for IIA's IIA-IAP exam
Question #: 8
Topic #: 1
[All IIA-IAP Questions]

What is the primary purpose of a preliminary survey?

Show Suggested Answer Hide Answer
Suggested Answer: C

Comprehensive and Detailed Step-by-Step Explanation:

Sufficient Documentation: Audit workpapers must support observations, conclusions, and recommendations made during the engagement and align with engagement objectives.


Other Options:

Option A: While following up on recommendations is important, workpapers primarily support observations and conclusions, not the implementation of management actions.

Option B: Repeatability is important but secondary to aligning documentation with objectives.

Thus, the correct answer is C. Support engagement observations and be consistent with engagement objectives.

Contribute your Thoughts:

Rosendo
23 days ago
Definitely B. Preliminary surveys are like a warm-up for the main event. Gotta stretch those auditing muscles before diving in head-first.
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Keneth
26 days ago
C) To determine why the engagement is being performed. Come on, we all know that's the real reason we're here. Might as well be upfront about it.
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Salena
1 months ago
I agree, B is the way to go. Gotta get the lay of the land before you can do anything else. Unless you're a psychic auditor, which unfortunately I'm not.
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Arletta
1 days ago
Ilene: Exactly, it sets the foundation for the rest of the engagement.
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Ilene
8 days ago
User 2: Totally agree. It's important to get a good grasp of what you're dealing with.
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Malcom
16 days ago
User 1: I think B is the best choice. You need to understand the process first.
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Roxanne
2 months ago
B) To gain an understanding of the process under review. Seems like the most logical choice to me. Can't really do a good audit without knowing the process first.
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Franchesca
25 days ago
B) To gain an understanding of the process under review.
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Marla
1 months ago
A) To develop a risk and control matrix for the process under review.
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Lyla
2 months ago
I believe it's also important to determine why the engagement is being performed, to ensure we are focusing on the right objectives.
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Isabelle
2 months ago
I agree with Latrice. It helps us identify key risks and controls in the process.
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Latrice
2 months ago
I think the primary purpose of a preliminary survey is to gain an understanding of the process under review.
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