IFSE Institute CIFC Exam - Topic 6 Question 17 Discussion

Actual exam question for IFSE Institute's CIFC exam

Question #: 17
Topic #: 6

[All CIFC Questions]

Catarina is a Dealing Representative for Ethical Financial which represents 20 different mutual fund families. Darlene is a fund manager from one of those mutual fund families and wants to send a gift card to Catarina as a symbol of appreciation. Ethical Financial's policies and procedures manual (PPM) require that Catarina decline the gift.

What method of addressing conflict of interest is being used by Ethical Financial?

APotential

BDisclosure

CAvoidance

DControl

Show Suggested Answer

Suggested Answer: C

by Kimberely at Apr 08, 2026, 10:08 AM

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Samuel

9 hours ago

I think this is about avoiding conflicts of interest, so I might go with C) Avoidance. It seems like the safest option.

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