Which market regulation introduced the requirement for guaranteeing Best Execution in the Equities market?
Suggested Answer: B
Get Premium FMFQ Questions
as Interactive Web-Based Practice Test or PDF
Real Exam Format
Detailed Explanations
Instant Access
Get Your Practice Test
30 comments · newest first
OW
Owen
7 months ago
Basel II is about banks, not execution in markets. MiFID is the answer!
LA
Lashanda
7 months ago
Dodd-Frank is US-centric, not really for equities globally.
RA
Rana
7 months ago
I lean towards MiFID too. It focuses on transparency.
BR
Bronwyn
7 months ago
EMIR is more about derivatives, right? Not equities.
EM
Emogene
7 months ago
Definitely MiFID! It changed the game for equities.
VA
Valda
7 months ago
Yup, MiFID introduced Best Execution in Europe.
EL
Elli
8 months ago
Really? I always thought Basel II had more impact on trading.
LE
Lenora
8 months ago
MiFID is correct, it changed the game for execution standards.
ER
Erinn
8 months ago
I thought it was Dodd-Frank?
CO
Cora
9 months ago
Definitely MiFID!
GE
Georgeanna
9 months ago
B) MiFID is the way to go. Gotta love those market regulations, am I right?
BE
Beula
9 months ago
Haha, Dodd-Franks? Really? That's not even a real regulation!
VI
Vincenza
9 months ago
I'm pretty sure it's B) MiFID. That's the one that deals with market regulations, right?
MO
Mollie
9 months ago
I practiced a question similar to this, and I think MiFID was the one that introduced Best Execution requirements.
TH
Theodora
9 months ago
I’m torn between MiFID and Dodd-Frank. I remember both were significant, but I can't recall which specifically addressed equities.
BE
Bettyann
10 months ago
I feel like we covered this in class, and MiFID was definitely mentioned as a key regulation for Best Execution.
AL
Aleisha
10 months ago
Okay, let me think this through. Best execution is about ensuring trades are executed at the most favorable terms for the client, right? That sounds like the kind of requirement that would come from a regulation like MiFID, so I'm going to go with B.
CH
Christa
10 months ago
Ugh, I'm drawing a blank on this one. I feel like I should know the answer, but I'm just not sure. Gonna have to eliminate the options that seem less likely and take a shot in the dark.
RE
Rebecka
10 months ago
Best execution is definitely a key concept in equities trading, so I'm pretty confident the answer is one of these options. I'm leaning towards B) MiFID since that seems to be the most relevant regulation here.
LO
Lon
10 months ago
I think it's MiFID. Best Execution is key.
LI
Lilli
10 months ago
B) MiFID is the correct answer. It introduced the requirement for guaranteeing Best Execution in the Equities market.
LE
Leonida
11 months ago
I think it might be MiFID, but I’m not entirely sure. I remember it had a lot to do with transparency in trading.
JO
Joanna
11 months ago
Definitely B) MiFID. I remember learning about that in my finance class.
MA
Marci
11 months ago
Hmm, I'm not totally sure about this one. I know it has something to do with market regulations, but I can't recall the specifics. Might have to take a guess on this.
MA
Marion
11 months ago
I think it's B) MiFID. That sounds familiar as the regulation that introduced best execution requirements.
MA
Mariko
6 months ago
Best execution is a key point in MiFID!
SC
Scarlet
6 months ago
B) MiFID makes the most sense here.
DA
Davida
6 months ago
I remember studying MiFID in my finance class.
EV
Eva
6 months ago
Yeah, MiFID is well-known for that.
MA
Marci
11 months ago
I agree, B) MiFID is definitely the right choice.