U.S. Independence Day Deal! Unlock 25% OFF Today – Limited-Time Offer - Ends In 00:00:00 Coupon code: SAVE25
Welcome to Pass4Success

- Free Preparation Discussions
Mail Us support@pass4success.com
Location US
Mob_nav_barsMENU

ICMA FMFQ Exam - Topic 6 Question 88 Discussion

Which market regulation introduced the requirement for guaranteeing Best Execution in the Equities market?
B) MiFID
A) Basel II
C) EMIR
D) Dodd-Franks

ICMA FMFQ Exam - Topic 6 Question 88 Discussion

Actual exam question for ICMA's FMFQ exam
Question #: 88
Topic #: 6
[All FMFQ Questions]

Which market regulation introduced the requirement for guaranteeing Best Execution in the Equities market?

Show Suggested Answer Hide Answer
Suggested Answer: B

by Dell at Nov 21, 2025, 08:39 PM

Limited Time Offer

25%

Off

Get Premium FMFQ Questions as Interactive Web-Based Practice Test or PDF

Contribute your Thoughts:

0/2000 characters
Submit Cancel
Owen
2 months ago
Basel II is about banks, not execution in markets. MiFID is the answer!
upvoted 0 times
...
Lashanda
2 months ago
Dodd-Frank is US-centric, not really for equities globally.
upvoted 0 times
...
Rana
2 months ago
I lean towards MiFID too. It focuses on transparency.
upvoted 0 times
...
Bronwyn
3 months ago
EMIR is more about derivatives, right? Not equities.
upvoted 0 times
...
Emogene
3 months ago
Definitely MiFID! It changed the game for equities.
upvoted 0 times
...
Valda
3 months ago
Yup, MiFID introduced Best Execution in Europe.
upvoted 0 times
...
Elli
3 months ago
Really? I always thought Basel II had more impact on trading.
upvoted 0 times
...
Lenora
4 months ago
MiFID is correct, it changed the game for execution standards.
upvoted 0 times
...
Erinn
4 months ago
I thought it was Dodd-Frank?
upvoted 0 times
...
Cora
4 months ago
Definitely MiFID!
upvoted 0 times
...
Georgeanna
4 months ago
B) MiFID is the way to go. Gotta love those market regulations, am I right?
upvoted 0 times
...
Beula
4 months ago
Haha, Dodd-Franks? Really? That's not even a real regulation!
upvoted 0 times
...
Vincenza
5 months ago
I'm pretty sure it's B) MiFID. That's the one that deals with market regulations, right?
upvoted 0 times
...
Mollie
5 months ago
I practiced a question similar to this, and I think MiFID was the one that introduced Best Execution requirements.
upvoted 0 times
...
Theodora
5 months ago
I’m torn between MiFID and Dodd-Frank. I remember both were significant, but I can't recall which specifically addressed equities.
upvoted 0 times
...
Bettyann
5 months ago
I feel like we covered this in class, and MiFID was definitely mentioned as a key regulation for Best Execution.
upvoted 0 times
...
Aleisha
5 months ago
Okay, let me think this through. Best execution is about ensuring trades are executed at the most favorable terms for the client, right? That sounds like the kind of requirement that would come from a regulation like MiFID, so I'm going to go with B.
upvoted 0 times
...
Christa
5 months ago
Ugh, I'm drawing a blank on this one. I feel like I should know the answer, but I'm just not sure. Gonna have to eliminate the options that seem less likely and take a shot in the dark.
upvoted 0 times
...
Rebecka
6 months ago
Best execution is definitely a key concept in equities trading, so I'm pretty confident the answer is one of these options. I'm leaning towards B) MiFID since that seems to be the most relevant regulation here.
upvoted 0 times
...
Lon
6 months ago
I think it's MiFID. Best Execution is key.
upvoted 0 times
...
Lilli
6 months ago
B) MiFID is the correct answer. It introduced the requirement for guaranteeing Best Execution in the Equities market.
upvoted 0 times
...
Leonida
6 months ago
I think it might be MiFID, but I’m not entirely sure. I remember it had a lot to do with transparency in trading.
upvoted 0 times
...
Joanna
6 months ago
Definitely B) MiFID. I remember learning about that in my finance class.
upvoted 0 times
...
Marci
7 months ago
Hmm, I'm not totally sure about this one. I know it has something to do with market regulations, but I can't recall the specifics. Might have to take a guess on this.
upvoted 0 times
...
Marion
7 months ago
I think it's B) MiFID. That sounds familiar as the regulation that introduced best execution requirements.
upvoted 0 times
Mariko
1 month ago
Best execution is a key point in MiFID!
upvoted 0 times
...
Scarlet
2 months ago
B) MiFID makes the most sense here.
upvoted 0 times
...
Davida
2 months ago
I remember studying MiFID in my finance class.
upvoted 0 times
...
Eva
2 months ago
Yeah, MiFID is well-known for that.
upvoted 0 times
...
Marci
7 months ago
I agree, B) MiFID is definitely the right choice.
upvoted 0 times
...
...

Save Cancel