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ICMA Exam FMFQ Topic 1 Question 46 Discussion

Actual exam question for ICMA's FMFQ exam
Question #: 46
Topic #: 1
[All FMFQ Questions]

Which market regulation introduced the requirement for guaranteeing Best Execution in the Equities market?

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Suggested Answer: C

by Britt at Nov 22, 2023, 09:01 AM

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Erinn
5 days ago
I'm pretty sure this is asking about MiFID, the Markets in Financial Instruments Directive. That's the regulation that introduced the best execution requirement for equities trading.
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Shelba
5 days ago
Hmm, this seems straightforward. I'll just use the Replace feature in Word to swap out the text.
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Amina
11 days ago
Hmm, I'm a bit unsure about this one. I know SAM reports can be generated in various formats, but I'm not totally confident I can recall all three correct options. Let me think this through step-by-step.
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Goldie
19 days ago
B seems like the most logical choice here. The Performance menu is likely where you'd find real-time campaign statistics.
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Cortney
5 months ago
MiFID? More like MI-FRIED, am I right? Sorry, couldn't resist the pun. But for real, that's the one.
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Merilyn
3 months ago
MiFID is the correct answer. It's important to ensure best execution in the market.
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Diego
4 months ago
Haha, Mi-FRIED, that's a good one! But yes, it's MiFID that brought in that regulation.
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Viola
4 months ago
Yeah, you're right! MiFID is the one that introduced the requirement for guaranteeing Best Execution in the Equities market.
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Annita
5 months ago
Who needs regulations when you've got your instincts? I'm going with C) EMIR, just to spice things up a bit. Shake things up, you know?
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Armanda
4 months ago
I agree with you, B) MiFID is the way to go for guaranteeing Best Execution.
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Cristal
4 months ago
I'm not so sure about that. I would go with B) MiFID for Best Execution in the Equities market.
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Kati
5 months ago
I think you're onto something with C) EMIR. It's always good to shake things up.
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Avery
5 months ago
Best execution? That's easy! It's gotta be MiFID. I remember learning about that in my finance class.
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Margot
4 months ago
I knew it! MiFID is such an important regulation in the financial markets.
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Craig
4 months ago
That's right! MiFID is the correct answer.
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Armando
5 months ago
MiFID introduced the requirement for guaranteeing Best Execution in the Equities market.
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Carri
5 months ago
Hmm, I thought Dodd-Frank was more about the US market, not the European one. But I could be wrong. Better double-check that one.
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Janessa
4 months ago
No problem! It's always good to double-check these things.
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Gwen
4 months ago
Oh, I see. Thanks for clarifying that.
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Hyun
5 months ago
Yes, that's correct. MiFID is the regulation that introduced the requirement for guaranteeing Best Execution in the Equities market.
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Giovanna
5 months ago
I think you're right, Dodd-Frank is more focused on the US market.
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Terrilyn
6 months ago
MiFID seems like the obvious choice here. It's all about regulating financial markets and ensuring best execution, right?
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Leontine
5 months ago
User 2: Definitely, MiFID is focused on regulating financial markets and ensuring best execution.
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Leonor
5 months ago
User 1: I agree, MiFID is the regulation that introduced the requirement for guaranteeing Best Execution in the Equities market.
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Tresa
5 months ago
User 2: Definitely, MiFID is focused on regulating financial markets and ensuring best execution.
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Melissia
5 months ago
User 1: I agree, MiFID is the regulation that introduced the requirement for guaranteeing Best Execution in the Equities market.
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Zack
6 months ago
I'm not sure, but I think it's D) Dodd-Franks because it focuses on market regulation.
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Corinne
6 months ago
I agree with Anna, MiFID introduced the requirement for guaranteeing Best Execution.
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Anna
6 months ago
I think the answer is B) MiFID.
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