ICMA Exam FMFQ Topic 1 Question 46 Discussion

Actual exam question for ICMA's FMFQ exam

Question #: 46
Topic #: 1

[All FMFQ Questions]

Which market regulation introduced the requirement for guaranteeing Best Execution in the Equities market?

ABasel II

BMiFID

CEMIR

DDodd-Franks

Show Suggested Answer

Suggested Answer: C

by Britt at Nov 22, 2023, 09:01 AM

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Cortney

24 days ago

MiFID? More like MI-FRIED, am I right? Sorry, couldn't resist the pun. But for real, that's the one.

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Viola

1 days ago

Yeah, you're right! MiFID is the one that introduced the requirement for guaranteeing Best Execution in the Equities market.

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Annita

29 days ago

Who needs regulations when you've got your instincts? I'm going with C) EMIR, just to spice things up a bit. Shake things up, you know?

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Armanda

3 days ago

I agree with you, B) MiFID is the way to go for guaranteeing Best Execution.

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Cristal

7 days ago

I'm not so sure about that. I would go with B) MiFID for Best Execution in the Equities market.

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Kati

19 days ago

I think you're onto something with C) EMIR. It's always good to shake things up.

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Avery

1 months ago

Best execution? That's easy! It's gotta be MiFID. I remember learning about that in my finance class.

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Margot

7 days ago

I knew it! MiFID is such an important regulation in the financial markets.

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Craig

8 days ago

That's right! MiFID is the correct answer.

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Armando

26 days ago

MiFID introduced the requirement for guaranteeing Best Execution in the Equities market.

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Carri

1 months ago

Hmm, I thought Dodd-Frank was more about the US market, not the European one. But I could be wrong. Better double-check that one.

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Gwen

8 days ago

Oh, I see. Thanks for clarifying that.

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Hyun

13 days ago

Yes, that's correct. MiFID is the regulation that introduced the requirement for guaranteeing Best Execution in the Equities market.

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Giovanna

19 days ago

I think you're right, Dodd-Frank is more focused on the US market.

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Terrilyn

2 months ago

MiFID seems like the obvious choice here. It's all about regulating financial markets and ensuring best execution, right?

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Leontine

13 days ago

User 2: Definitely, MiFID is focused on regulating financial markets and ensuring best execution.

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Leonor

15 days ago

User 1: I agree, MiFID is the regulation that introduced the requirement for guaranteeing Best Execution in the Equities market.

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Tresa

26 days ago

User 2: Definitely, MiFID is focused on regulating financial markets and ensuring best execution.

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Melissia

1 months ago

User 1: I agree, MiFID is the regulation that introduced the requirement for guaranteeing Best Execution in the Equities market.

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Zack

2 months ago

I'm not sure, but I think it's D) Dodd-Franks because it focuses on market regulation.

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Corinne

2 months ago

I agree with Anna, MiFID introduced the requirement for guaranteeing Best Execution.

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Anna

2 months ago

I think the answer is B) MiFID.

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