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Finra Exam Series-7 Topic 6 Question 97 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 97
Topic #: 6
[All Series-7 Questions]

When opening a brokerage account for a customer, a registered representative must determine the customer's:

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Suggested Answer: C

they are adjusted for cash dividends. This is the statement that is ''not'' true.


by Alida at Sep 18, 2024, 10:01 PM

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Lilli
5 days ago
I agree with Mabel. Considering all aspects of the customer's financial situation is essential to provide appropriate investment recommendations and services.
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Mabel
8 days ago
Option D is definitely the correct answer. As a registered representative, determining the customer's investment objectives, financial resources, and financial requirements is crucial for opening a brokerage account.
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Dyan
10 days ago
I'm not sure, but I think it's important to consider all aspects of the customer's financial situation before making investment decisions.
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Nancey
13 days ago
I agree with Vanesa, because determining all of these factors is important for making suitable investment recommendations.
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Vanesa
16 days ago
I think the answer is D) all of the above.
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