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Finra Series-7 Exam - Topic 6 Question 36 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 36
Topic #: 6
[All Series-7 Questions]

Initial margin deposit minimum requirements are set by the:

Show Suggested Answer Hide Answer
Suggested Answer: C

FRB. The Federal Reserve Board sets the initial margin deposit requirements. The NYSE set the ongoing minimum equity requirements.


by Garry at May 05, 2022, 08:02 PM

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Susy
4 months ago
Wait, FDIC doesn't handle margin requirements? That's surprising!
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Monte
4 months ago
FINRA is correct, but I still find it confusing.
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Miss
4 months ago
I thought it was the FRB?
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Bettina
4 months ago
Definitely FINRA, no doubt about it.
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Adrianna
5 months ago
It's set by FINRA.
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Twanna
5 months ago
I thought it was the NYSE, but now I’m second-guessing myself. I need to review the regulatory bodies again.
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Deeanna
5 months ago
I’m leaning towards FINRA as well. I practiced a question similar to this last week, and it pointed to them.
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Cristen
5 months ago
I feel like it might be the FRB, but I also recall some practice questions mentioning NYSE. It's confusing!
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Shawnna
5 months ago
I think the initial margin requirements are set by FINRA, but I’m not completely sure. I remember studying something about it.
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Gail
5 months ago
I feel pretty confident about this one. The difference is that workers' compensation covers a broader range of costs, both direct and indirect, related to workplace injuries, while group healthcare is more focused on general medical expenses. I'll mark my answer and move on.
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Weldon
5 months ago
This one seems straightforward. The key is that we're working with an Azure SQL managed instance, so the Agent XPs option (option A) is likely the way to go. I'll select that and move on to the next question.
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