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Finra Exam Series-7 Topic 4 Question 69 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 69
Topic #: 4
[All Series-7 Questions]

Which of the following is not found in the final prospectus?

Show Suggested Answer Hide Answer
Suggested Answer: D

predictions of recession in the economy. All of the other choices are technical market indicators. An economic forecast is ''fundamental'' market data.


by Bernardo at Apr 21, 2023, 08:09 PM

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Jill
22 days ago
I bet the prospectus is as exciting as watching paint dry. But hey, at least it's not as boring as watching grass grow!
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Emmanuel
23 days ago
This is a tricky one! I'm going to go with B - the public offering price. That's usually determined after the final prospectus is filed.
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Nilsa
1 months ago
I've been studying this topic, and I'm pretty sure the answer is A - a statement as to possible stabilization by the manager. That's typically not included in the final prospectus.
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Renay
Yes, that's correct. The final prospectus usually includes the public offering price, a copy of the underwriting agreement, and a statement that the SEC neither approves nor disapproves of the issue.
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Kristel
3 days ago
I think you're right, A) a statement as to possible stabilization by the manager is not found in the final prospectus.
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Ammie
1 months ago
I'm not sure about this one. Maybe the answer is D - a statement that the SEC neither approves nor disapproves of the issue? That seems like something that wouldn't be in the final prospectus.
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Devora
User 3: Definitely, D is the odd one out compared to the other options.
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Eugene
15 days ago
User 2: Yeah, I agree. It doesn't seem like something that would be included in there.
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Pete
20 days ago
User 1: I think you're right, D does sound like it wouldn't be in the final prospectus.
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Nieves
2 months ago
Hmm, I think the correct answer is C - a copy of the underwriting agreement. The prospectus doesn't usually include that.
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Buddy
2 days ago
I think it's important to focus on the information that is relevant to investors.
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Lorean
9 days ago
That's correct, the underwriting agreement is not typically found in the final prospectus.
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Latosha
12 days ago
I agree, the underwriting agreement is not usually included in the final prospectus.
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Gearldine
21 days ago
I agree, the underwriting agreement is not typically included in the final prospectus.
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Desmond
2 months ago
Hmm, I see your point. It's important to carefully review each option before making a decision.
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Leota
2 months ago
I disagree, I believe the correct answer is A) a statement as to possible stabilization by the manager.
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Desmond
2 months ago
I think the answer is C) a copy of the underwriting agreement.
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