Deal of The Day! Hurry Up, Grab the Special Discount - Save 25% - Ends In 00:00:00 Coupon code: SAVE25
Welcome to Pass4Success

- Free Preparation Discussions
Mail Us support@pass4success.com
Location US
Mob_nav_barsMENU

Finra Exam Series-7 Topic 4 Question 69 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 69
Topic #: 4
[All Series-7 Questions]

Which of the following is not found in the final prospectus?

Show Suggested Answer Hide Answer
Suggested Answer: D

predictions of recession in the economy. All of the other choices are technical market indicators. An economic forecast is ''fundamental'' market data.


by Bernardo at Apr 21, 2023, 08:09 PM

Limited Time Offer

25%

Off

Get Premium Series-7 Questions as Interactive Web-Based Practice Test or PDF

Contribute your Thoughts:

Submit Cancel
Jill
2 months ago
I bet the prospectus is as exciting as watching paint dry. But hey, at least it's not as boring as watching grass grow!
upvoted 0 times
...
Emmanuel
2 months ago
This is a tricky one! I'm going to go with B - the public offering price. That's usually determined after the final prospectus is filed.
upvoted 0 times
Filiberto
29 days ago
I agree with you, I also think it's A) a statement as to possible stabilization by the manager.
upvoted 0 times
...
Shawna
1 months ago
I'm going with C) a copy of the underwriting agreement.
upvoted 0 times
...
Carey
1 months ago
I think it's A) a statement as to possible stabilization by the manager.
upvoted 0 times
...
...
Nilsa
3 months ago
I've been studying this topic, and I'm pretty sure the answer is A - a statement as to possible stabilization by the manager. That's typically not included in the final prospectus.
upvoted 0 times
Sophia
1 months ago
Good job on studying the topic! It's important to know what is typically included in a final prospectus.
upvoted 0 times
...
Renay
2 months ago
Yes, that's correct. The final prospectus usually includes the public offering price, a copy of the underwriting agreement, and a statement that the SEC neither approves nor disapproves of the issue.
upvoted 0 times
...
Kristel
2 months ago
I think you're right, A) a statement as to possible stabilization by the manager is not found in the final prospectus.
upvoted 0 times
...
...
Ammie
3 months ago
I'm not sure about this one. Maybe the answer is D - a statement that the SEC neither approves nor disapproves of the issue? That seems like something that wouldn't be in the final prospectus.
upvoted 0 times
Devora
2 months ago
User 3: Definitely, D is the odd one out compared to the other options.
upvoted 0 times
...
Eugene
2 months ago
User 2: Yeah, I agree. It doesn't seem like something that would be included in there.
upvoted 0 times
...
Pete
2 months ago
User 1: I think you're right, D does sound like it wouldn't be in the final prospectus.
upvoted 0 times
...
...
Nieves
3 months ago
Hmm, I think the correct answer is C - a copy of the underwriting agreement. The prospectus doesn't usually include that.
upvoted 0 times
German
25 days ago
It's crucial for investors to review the prospectus carefully before making any decisions.
upvoted 0 times
...
Eve
26 days ago
Yes, the prospectus usually contains key details about the offering.
upvoted 0 times
...
Kandis
29 days ago
I think it's important to focus on the information that is relevant to investors.
upvoted 0 times
...
Lynette
1 months ago
I agree, the underwriting agreement is not typically included in the final prospectus.
upvoted 0 times
...
Elmer
1 months ago
It's crucial for investors to review the prospectus carefully before making any decisions.
upvoted 0 times
...
Lonny
1 months ago
Yes, the prospectus usually contains key details about the offering.
upvoted 0 times
...
Buddy
2 months ago
I think it's important to focus on the information that is relevant to investors.
upvoted 0 times
...
Lorean
2 months ago
That's correct, the underwriting agreement is not typically found in the final prospectus.
upvoted 0 times
...
Latosha
2 months ago
I agree, the underwriting agreement is not usually included in the final prospectus.
upvoted 0 times
...
Gearldine
2 months ago
I agree, the underwriting agreement is not typically included in the final prospectus.
upvoted 0 times
...
...
Desmond
3 months ago
Hmm, I see your point. It's important to carefully review each option before making a decision.
upvoted 0 times
...
Leota
3 months ago
I disagree, I believe the correct answer is A) a statement as to possible stabilization by the manager.
upvoted 0 times
...
Desmond
3 months ago
I think the answer is C) a copy of the underwriting agreement.
upvoted 0 times
...

Save Cancel