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Finra Series-7 Exam - Topic 4 Question 128 Discussion

Which of the following does not appear in the official notice of sale?
C) an offering scale of serial maturates
A) method and place of settlement
B) denominations and registration privileges
D) amount of good faith check required

Finra Series-7 Exam - Topic 4 Question 128 Discussion

Actual exam question for Finra's Series-7 exam
Question #: 128
Topic #: 4
[All Series-7 Questions]

Which of the following does not appear in the official notice of sale?

Show Suggested Answer Hide Answer
Suggested Answer: C

an offering scale of serial maturates. The scale is set by the successful bidder.


by Dell at Jun 18, 2026, 08:58 AM

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Gertude
12 days ago
I feel like A is also a possibility, but C feels more right.
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Madalyn
17 days ago
Agreed, C doesn't fit with the others.
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Wilda
23 days ago
I think it's C. It seems too specific.
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Brice
28 days ago
Good faith check? That has to be in there, right?
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Bronwyn
1 month ago
Nope, it's C for sure.
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Alyce
1 month ago
Wait, are you sure? I thought it might be B.
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Yuette
1 month ago
Definitely agree, C is the odd one out.
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Audry
2 months ago
I think it's C, the offering scale.
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Brynn
2 months ago
I’m leaning towards B because denominations and registration privileges seem like they would be important, but I could be wrong.
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Devorah
2 months ago
I'm not entirely sure, but I feel like the offering scale of serial maturates could be something that is included, which might make C the right choice.
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Gabriele
2 months ago
I remember practicing a question like this, and I think the good faith check is often mentioned, so maybe D is the answer?
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Joana
2 months ago
I think the notice of sale usually includes the method and place of settlement, so it might not be A.
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