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Finra Series-7 Exam - Topic 4 Question 128 Discussion

Actual exam question for Finra's Series-7 exam

Question #: 128
Topic #: 4

[All Series-7 Questions]

Which of the following does not appear in the official notice of sale?

Amethod and place of settlement

Bdenominations and registration privileges

Can offering scale of serial maturates

Damount of good faith check required

Show Suggested Answer

Suggested Answer: C

an offering scale of serial maturates. The scale is set by the successful bidder.

by Dell at Jun 18, 2026, 08:58 AM

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Brynn

5 hours ago

I’m leaning towards B because denominations and registration privileges seem like they would be important, but I could be wrong.

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Devorah

5 days ago

I'm not entirely sure, but I feel like the offering scale of serial maturates could be something that is included, which might make C the right choice.

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Gabriele

11 days ago

I remember practicing a question like this, and I think the good faith check is often mentioned, so maybe D is the answer?

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Joana

16 days ago

I think the notice of sale usually includes the method and place of settlement, so it might not be A.

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