Finra Exam Series-7 Topic 1 Question 72 Discussion

Actual exam question for Finra's Series-7 exam

Question #: 72
Topic #: 1

[All Series-7 Questions]

Which of the following is not provided for by Blue Sky laws?

Aregistration of representatives

Bregistration of securities offered in the state

Cinterstate mail fraud in securities offerings

Dregistration of securities dealers

Show Suggested Answer

Suggested Answer: C

they are adjusted for cash dividends. This is the statement that is ''not'' true.

by Rory at Jul 25, 2023, 02:27 AM

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8 days ago

Blue Sky laws? I thought we were talking about clear skies and sunshine. This question is as cloudy as a rainy day.

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10 days ago

I'm not sure about this one. Can someone explain why C) is the correct answer?

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12 days ago

I agree with Oliva. Blue Sky laws focus on registration and oversight, not on fraud prevention.

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17 days ago

I think the answer is C) interstate mail fraud in securities offerings.

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