Finra Exam Series-7 Topic 1 Question 72 Discussion

Actual exam question for Finra's Series-7 exam

Question #: 72
Topic #: 1

[All Series-7 Questions]

Which of the following is not provided for by Blue Sky laws?

Aregistration of representatives

Bregistration of securities offered in the state

Cinterstate mail fraud in securities offerings

Dregistration of securities dealers

Show Suggested Answer

Suggested Answer: C

they are adjusted for cash dividends. This is the statement that is ''not'' true.

by Rory at Jul 25, 2023, 02:27 AM

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18 days ago

Registration of securities dealers? That's like trying to herd cats. I'm still trying to figure out what Blue Sky laws actually do.

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24 days ago

Ah, the good old Blue Sky laws. They're supposed to protect investors, not create a maze of bureaucracy. I'll go with C on this one.

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1 months ago

Interstate mail fraud? That's like trying to sell the Brooklyn Bridge over the internet. C'mon, that's not what Blue Sky laws are about.

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8 days ago

A) registration of representatives

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18 days ago

A) registration of representatives

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2 months ago

I think the answer is C) interstate mail fraud in securities offerings.

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