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Finra Series-63 Exam - Topic 8 Question 17 Discussion

Actual exam question for Finra's Series-63 exam
Question #: 17
Topic #: 8
[All Series-63 Questions]

Which of the following would not appear on an order ticket?

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Suggested Answer: D

The agent's commission does not appear on an order ticket. It does appear on the trade confirmation, however, which the client receives.


by Art at Nov 19, 2025, 10:53 AM

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Pearly
1 day ago
Exactly! Only the necessary info should be on the ticket.
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Ryan
6 days ago
I feel like commission is just for the broker's records.
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Veronica
11 days ago
Settlement date is also crucial for the transaction.
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Princess
17 days ago
Definitely! The stock symbol and account number are essential.
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Jonell
22 days ago
Not sure about that, but I feel like all those details should be there.
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Lanie
27 days ago
Yeah, account number is a must-have for tracking.
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Lacresha
2 months ago
Wait, the settlement date isn't on the ticket? That seems off.
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Arlean
2 months ago
I think the agent's commission would be included too.
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Joesph
2 months ago
Definitely the stock symbol is on there.
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Jani
2 months ago
The order ticket should just say "Buy high, sell low. Repeat as necessary."
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Jutta
2 months ago
C) the settlement date - that's just boring paperwork, who needs to see that?
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Melynda
2 months ago
A) the stock symbol - that's the whole point, isn't it? Gotta know what you're buying or selling.
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Elden
3 months ago
D) the agent's commission - that's the juicy part we don't want the client to see!
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Rodney
3 months ago
I’m leaning towards C) the settlement date, but I remember there being some exceptions in different scenarios.
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Celestina
3 months ago
I remember practicing a question like this, and I think the agent's commission is usually not listed on the ticket.
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Eve
3 months ago
The agent's commission is the only one that doesn't seem like it would be on a standard order ticket. The other three items are all essential pieces of information. I'm feeling pretty good about this one.
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Major
3 months ago
I'm a little confused by this question. I know the basics of what's on an order ticket, but I'm not 100% sure about the agent's commission. I'll have to think it through carefully.
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Walker
3 months ago
Okay, let me think this through. The stock symbol and account number are definitely on the ticket, and the settlement date is required. That leaves the agent's commission as the only option that wouldn't be there. I think I've got this one!
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Brock
4 months ago
I think the settlement date might not be on the order ticket, but I'm not entirely sure.
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Nikita
4 months ago
Yeah, I agree. It's more of an internal detail.
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Jacquelyne
4 months ago
I think the agent's commission wouldn't be on the order ticket.
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Karon
4 months ago
B) the account number - gotta keep that private, you know? Can't have anyone snooping around.
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Ruthann
4 months ago
I feel like the stock symbol and account number are definitely included, but I can't recall if the settlement date is standard.
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An
5 months ago
Ugh, I'm not sure about this one. The account number and settlement date seem like they would be on an order ticket, but I'm not totally sure about the agent's commission.
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Matthew
5 months ago
Hmm, this one seems pretty straightforward. I'm pretty confident I can eliminate a couple of those options.
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