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Finra Series-63 Exam - Topic 2 Question 19 Discussion

Which of the following would not appear on a trade confirmation?
D) All of the above items appear on a trade confirmation.
A) the client's account number
B) the commission
C) the settlement date

Finra Series-63 Exam - Topic 2 Question 19 Discussion

Actual exam question for Finra's Series-63 exam
Question #: 19
Topic #: 2
[All Series-63 Questions]

Which of the following would not appear on a trade confirmation?

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Suggested Answer: D

All of the items listed appear on a trade confirmation-the client's account number, the commission, and the settlement date-as well as a lot of additional information.


by Phil at Mar 08, 2026, 04:36 PM

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Virgilio
5 hours ago
I disagree, A might not be there.
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Elouise
5 days ago
I think D is correct. All items show up.
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Elin
11 days ago
Settlement date is a must on confirmations too!
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Ciara
16 days ago
Yeah, commissions are always listed.
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Stevie
2 months ago
Wait, are you sure about that? I thought some might not be included.
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Dorethea
2 months ago
I think all of those items show up on a confirmation.
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Candida
2 months ago
A trade confirmation definitely has the account number.
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Iraida
3 months ago
I thought the settlement date was optional, though.
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Darell
3 months ago
Yeah, commissions are always listed too.
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Maybelle
3 months ago
Wait, are you sure about that? Sounds off.
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Stefanie
3 months ago
I think all those items show up on a confirmation.
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Fanny
3 months ago
A trade confirmation definitely has the account number.
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Pamella
3 months ago
I’m leaning towards D, but I have a nagging feeling that maybe one of those options doesn’t belong.
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Yolando
4 months ago
I feel like the settlement date is a standard part of trade confirmations, but I can't recall if the commission is always listed.
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Effie
4 months ago
I remember practicing a question similar to this, and I think all of those items are usually included in a trade confirmation.
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Fausto
4 months ago
I think the client's account number definitely appears on a trade confirmation, but I'm not sure about the commission.
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