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Finra Series-63 Exam - Topic 2 Question 19 Discussion

Posted by Phil on Mar 08, 2026 at 04:36 PM

Which of the following would not appear on a trade confirmation?

Suggested Answer: D

All of the items listed appear on a trade confirmation-the client's account number, the commission, and the settlement date-as well as a lot of additional information.


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26 comments · newest first
CO
Cora 2 months ago
I’m leaning towards D too. All info is crucial for clarity.
PA
Pa 2 months ago
B and C are definitely on there. A could be optional.
GI
Gilbert 2 months ago
I disagree, I feel like A might not be there.
DE
Delila 3 months ago
I think D is correct. All items show up.
CH
Chanel 3 months ago
I lean towards D too. Everything is usually included.
GA
Gail 3 months ago
B and C are definitely on it. A is questionable.
LE
Lettie 3 months ago
I disagree, I feel A might not be on there.
JA
Jaime 3 months ago
I think D is correct. All items show up.
DE
Denae 3 months ago
C is crucial too. But I lean towards D overall.
GL
Glory 4 months ago
I feel like B is always included, but A could be optional.
VI
Virgilio 4 months ago
I disagree, A might not be there.
EL
Elouise 4 months ago
I think D is correct. All items show up.
EL
Elin 4 months ago
Settlement date is a must on confirmations too!
CI
Ciara 4 months ago
Yeah, commissions are always listed.
ST
Stevie 6 months ago
Wait, are you sure about that? I thought some might not be included.
DO
Dorethea 6 months ago
I think all of those items show up on a confirmation.
CA
Candida 6 months ago
A trade confirmation definitely has the account number.
IR
Iraida 6 months ago
I thought the settlement date was optional, though.
DA
Darell 7 months ago
Yeah, commissions are always listed too.
MA
Maybelle 7 months ago
Wait, are you sure about that? Sounds off.
ST
Stefanie 7 months ago
I think all those items show up on a confirmation.
FA
Fanny 7 months ago
A trade confirmation definitely has the account number.
PA
Pamella 7 months ago
I’m leaning towards D, but I have a nagging feeling that maybe one of those options doesn’t belong.
YO
Yolando 7 months ago
I feel like the settlement date is a standard part of trade confirmations, but I can't recall if the commission is always listed.
EF
Effie 8 months ago
I remember practicing a question similar to this, and I think all of those items are usually included in a trade confirmation.
FA
Fausto 8 months ago
I think the client's account number definitely appears on a trade confirmation, but I'm not sure about the commission.
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