Finra Series-63 Exam - Topic 2 Question 19 Discussion

Actual exam question for Finra's Series-63 exam

Question #: 19
Topic #: 2

[All Series-63 Questions]

Which of the following would not appear on a trade confirmation?

Athe client's account number

Bthe commission

Cthe settlement date

DAll of the above items appear on a trade confirmation.

Show Suggested Answer

Suggested Answer: D

All of the items listed appear on a trade confirmation-the client's account number, the commission, and the settlement date-as well as a lot of additional information.

by Phil at Mar 08, 2026, 04:36 PM

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Stefanie

24 hours ago

I think all those items show up on a confirmation.

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Fanny

6 days ago

A trade confirmation definitely has the account number.

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Pamella

11 days ago

I’m leaning towards D, but I have a nagging feeling that maybe one of those options doesn’t belong.

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Yolando

16 days ago

I feel like the settlement date is a standard part of trade confirmations, but I can't recall if the commission is always listed.

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Effie

22 days ago

I remember practicing a question similar to this, and I think all of those items are usually included in a trade confirmation.

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Fausto

27 days ago

I think the client's account number definitely appears on a trade confirmation, but I'm not sure about the commission.

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