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A broker-dealer is required to keep his records for how long?
Suggested Answer: A
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A broker dealer is required to keep his records at least three years.
2 comments · newest first
TA
Tayna
17 hours ago
I remember practicing a question like this, and I believe the answer was five years.
SH
Shenika
6 days ago
I think it's three years, but I might be mixing it up with something else.