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CFA Institute CFA-Level-I Exam - Topic 4 Question 36 Discussion

Under what conditions is Standard II (B)- Professional Misconduct violated?I . The member is convicted of a misdemeanor.II . The member regularly engages in unprofessional but legal behavior.III . The member engages in dishonest activities that do not result in criminal conviction. IV . The member is convicted of a felony.
A) II, III & IV .
B) I, II & IV .
C) I, II, III & IV .
D) IV only.That answer is correct!

CFA Institute CFA-Level-I Exam - Topic 4 Question 36 Discussion

Actual exam question for CFA Institute's CFA-Level-I exam
Question #: 36
Topic #: 4
[All CFA-Level-I Questions]

Under what conditions is Standard II (B)- Professional Misconduct violated?

I . The member is convicted of a misdemeanor.

II . The member regularly engages in unprofessional but legal behavior.

III . The member engages in dishonest activities that do not result in criminal conviction. IV . The member is convicted of a felony.

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Suggested Answer: A
by Jerry at Aug 13, 2026, 06:06 PM

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Makeda
1 day ago
I feel like engaging in unprofessional behavior, even if it's legal, could still be a violation, but I can't recall the exact wording from the code.
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Raul
6 days ago
I remember practicing a question similar to this, and I think a felony conviction definitely violates the standard, but I'm unsure about the others.
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Meaghan
12 days ago
I think Standard II (B) is about maintaining professionalism, but I'm not sure if all those conditions apply.
upvoted 0 times
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