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ASIS-PCI Exam - Topic 3 Question 12 Discussion

Posted by Daniel on Mar 08, 2025 at 07:52 AM

The primary goal of a compliance investigation Is to

Suggested Answer: C

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30 comments · newest first
RE
Renea 10 months ago
I thought compliance was more about audits than guidance.
EL
Eleonora 11 months ago
Definitely option C, it’s all about guidance!
TR
Tracey 11 months ago
Wait, are we sure it's not just about prosecuting criminals?
MA
Marsha 11 months ago
Totally agree, option C is spot on!
MO
Mozell 11 months ago
Compliance investigations mainly focus on regulatory guidance.
TE
Terina 12 months ago
I’m torn between C and D, but I think C makes more sense since it’s about guidance rather than just findings.
SA
Salina 12 months ago
I feel like option A is too focused on prosecution, which seems more like a secondary outcome rather than the main goal.
LA
Launa 12 months ago
I remember a practice question that emphasized the importance of compliance investigations in identifying potential violations, so I might lean towards option C.
MO
Mollie 1 year ago
I think the main goal is to provide guidance on regulatory violations, but I'm not entirely sure if that's the primary focus.
AU
Audra 1 year ago
Based on my understanding, the main purpose is to identify any compliance issues and communicate those findings to the corporation, so I'm going with option B.
IS
Isadora 1 year ago
The wording of the question is a bit tricky. I'm not sure if the goal is to prosecute individuals or just provide audit findings, so I'll have to think this through carefully.
LU
Luisa 1 year ago
I think the primary goal is to provide guidance to the corporation on potential regulatory violations, so I'm leaning towards option C.
KA
Kayleigh 1 year ago
This question seems straightforward, but I want to make sure I understand the key goal of a compliance investigation before selecting an answer.
CH
Chara 2 years ago
Hey, I heard the CEO's been making bets on the stock market using inside information. Maybe we should investigate that instead of just focusing on regulatory compliance. Just sayin'.
EV
Eva 2 years ago
Option D is the way to go. Gotta keep those government agencies in the loop, otherwise they'll come down on the company like a ton of bricks!
BU
Burma 2 years ago
I see your point, Lashandra, but I think option C is more about preventing violations.
FR
France 2 years ago
I'm going with C. Compliance investigations are all about keeping the corporation on the straight and narrow, not about handing out information to the government.
LI
Lizette 1 year ago
↳ replying to France
I'm leaning towards C as well. It's about guiding the corporation to stay compliant with regulations.
AL
Aleta 1 year ago
↳ replying to France
I think C is the best option too. It's important for the corporation to know if they are violating any regulations.
BE
Bette 1 year ago
↳ replying to France
I agree, C seems like the most logical choice. It's all about making sure the corporation follows the rules.
LA
Lashandra 2 years ago
I believe it's to main sufficient evidence to prosecute white-collar criminals.
AM
Amina 2 years ago
I agree with Chan, option C seems like the most logical choice.
CH
Chan 2 years ago
I think the primary goal is to provide guidance to the corporation.
MA
Mary 2 years ago
Nah, man. The goal is to catch those white-collar criminals red-handed! Gotta bring 'em to justice, you know?
VA
Van 2 years ago
↳ replying to Mary
D) provide government agencies with the corporation's compliance audit findings
DO
Dominga 2 years ago
↳ replying to Mary
C) provide guidance to the corporation regarding possible violations of regulatory requirements
LA
Lai 2 years ago
↳ replying to Mary
A) Main sufficient evidence to prosecute white-collar criminals within the corporation
DE
Delila 2 years ago
I think the primary goal is to provide guidance to the corporation regarding possible violations of regulatory requirements. That's the most practical approach.
NO
Noble 2 years ago
↳ replying to Delila
Yes, it helps the corporation identify and address any potential violations before they escalate.
CH
Christoper 2 years ago
↳ replying to Delila
I agree, providing guidance to the corporation is essential to ensure compliance with regulations.
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