American Bankers Association Exam CTFA Topic 7 Question 1 Discussion

Actual exam question for American Bankers Association's Certified Trust and Financial Advisor exam

Question #: 1
Topic #: 7

[All Certified Trust and Financial Advisor Questions]

Simon has experience of dealing with retail clients and is now in training to qualify as a pension transfer specialist. As a consequence, which of the following statements are true?

AHe must have at least 3 years experience as an adviser before his training can commence

BHis firm is allowed to impose a time limit on completion of the qualification

CHis supervisor must also be suitably qualified

DOnce qualified, CPD requirements are waived for 12 months

EOnce qualified, records of his training must be maintained for at least 5 years

Show Suggested Answer

Suggested Answer: B, C

by Karan at May 08, 2022, 08:09 PM

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