Deal of The Day! Hurry Up, Grab the Special Discount - Save 25% - Ends In 00:00:00 Coupon code: SAVE25
Welcome to Pass4Success

- Free Preparation Discussions

American Bankers Association Exam CRCM Topic 7 Question 51 Discussion

Actual exam question for American Bankers Association's Certified Regulatory Compliance Manager exam
Question #: 51
Topic #: 7
[All Certified Regulatory Compliance Manager Questions]

If a bank is a government securities broker or dealer, what are its responsibilities when it obtains a Form G-FIN-4 or an MSD-4 from an employee?

Show Suggested Answer Hide Answer
Suggested Answer: C

Comments

Currently there are no comments in this discussion, be the first to comment!


Save Cancel