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American Bankers Association Exam CRCM Topic 6 Question 46 Discussion

Actual exam question for American Bankers Association's Certified Regulatory Compliance Manager exam
Question #: 46
Topic #: 6
[All Certified Regulatory Compliance Manager Questions]

A bank that is a government securities broker accepts money from a customer for the purchase of securities on Monday and does not purchase the securities by the end of the day on Tuesday. Does the bank have any responsibilities under the Government Securities Act?

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Suggested Answer: C


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