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American Bankers Association Exam CRCM Topic 4 Question 36 Discussion

Actual exam question for American Bankers Association's Certified Regulatory Compliance Manager exam
Question #: 36
Topic #: 4
[All Certified Regulatory Compliance Manager Questions]

A compliance officer receives a call from a loan officer who asks for adv ice on what she should do with a stock certificate (1,437 shares of IBM) from a new loan customer who wants to pledge it in support of a loan that has been approved at your bank. What should the compliance officer tell her FIRST?

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Suggested Answer: D


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