American Bankers Association Exam CRCM Topic 10 Question 48 Discussion

Actual exam question for American Bankers Association's Certified Regulatory Compliance Manager exam

Question #: 48
Topic #: 10

Under what circumstances will a G-FINW (a withdrawal as a government securities dealer) become effective in less than 60 days?

AIf the bank requests a shorter time period

BIf the regulatory agency determines that a shorter time period would be appropriate

CIf the bank ceases doing business as a securities dealer

DIf the bank has no employees that qualify as associated persons

Show Suggested Answer

Suggested Answer: B

by Haydee at May 07, 2022, 11:48 AM

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