A financial institution (FI) has decided to revamp its compliance program to be more risk-based. Which option should the FI use as part of the new risk-based compliance program?
Suggested Answer: C
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9 comments · newest first
BR
Brett
1 year ago
Wait, can a compliance program really be risk-based? Sounds interesting!
AL
Alana
1 year ago
Leadership-based? Really? That seems outdated.
JA
Jamal
1 year ago
Not sure if data-based is the best option. What about predictive?
KA
Karrie
1 year ago
Totally agree, data-driven insights are key!
CE
Cecil
1 year ago
I think a data-based approach makes the most sense.
TA
Tamala
1 year ago
This looks like a straightforward definition question, so I'll read through the options carefully and try to recall any relevant information from the course materials.
FR
Francoise
1 year ago
Hmm, I'm a bit unsure about this one. The options seem similar, so I'll need to read them carefully and think through the differences.
EL
Elke
1 year ago
Okay, I think I've got this. The /etc/securetty file is where you'd specify the secure terminals that the root user is allowed to log in from. That seems like the most relevant file for this task. I'm feeling good about this answer.
AN
An
1 year ago
I'm not entirely sure what U2000 is, so I'll need to read the question carefully and try to infer the context. The alarm levels listed seem pretty clear, so I'll do my best to select the most appropriate one.