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AAFM Exam CWM_LEVEL_2 Topic 5 Question 80 Discussion

Actual exam question for AAFM's CWM_LEVEL_2 exam
Question #: 80
Topic #: 5
[All CWM_LEVEL_2 Questions]

Section B (2 Mark)

Which of the following statement is correct w.r.t to the obligations of an Investment Advisor Registered under SEBI Investment Advisor Regulations 2013.

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Suggested Answer: B

by Ora at Jun 24, 2024, 11:11 PM

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Lettie
2 months ago
The exam should really test how well you can dodge questions about conflicts of interest. That's the true mark of a successful Investment Advisor.
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Margurite
4 days ago
B) I, II, and IV
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Marica
6 days ago
I totally agree, being able to navigate conflicts of interest is a crucial skill for an Investment Advisor.
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Vilma
18 days ago
A) I, II and III
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Eric
2 months ago
Option D, no doubt. After all, who needs to worry about conflicts of interest or disclosing material information when you're an Investment Advisor? That's just for the boring folks.
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Franchesca
9 days ago
I agree with you, option D is the way to go. Let's not worry about those boring obligations.
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Deeann
10 days ago
I disagree, I think it's important for Investment Advisors to disclose material information. Option C seems like the right choice.
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Loreta
13 days ago
I think option D is the correct answer too. Who needs to worry about conflicts of interest anyway?
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Rasheeda
2 months ago
I don't know, this question is making my head spin. Maybe I should have stuck to investing in cat memes instead of studying for this exam.
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Makeda
10 days ago
Let's keep practicing, we'll get the hang of it eventually.
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Jacki
17 days ago
I agree, the obligations of an Investment Advisor can be tricky to remember.
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Miles
18 days ago
I think the correct answer is C) I, II, III and IV.
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Ciara
2 months ago
Don't worry, I find these regulations confusing too.
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Carry
2 months ago
Hmm, I'm leaning towards option C. Why exclude obligation III when it's clearly a requirement for an Investment Advisor? Better to play it safe and cover all the bases.
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Mammie
2 months ago
I'm pretty sure it's option B. The obligations listed in I, II, and IV seem to be the most comprehensive and relevant for an Investment Advisor.
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Ora
1 months ago
Yes, I think option B is the correct choice based on the obligations mentioned.
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Ora
1 months ago
I agree, option B covers the key obligations for an Investment Advisor.
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Caren
2 months ago
I'm not sure, but I think the answer might be D) II, III and IV because some obligations may not apply to all Investment Advisors.
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Maira
3 months ago
I agree with Lashanda, because all the obligations listed in the image are important for an Investment Advisor Registered under SEBI regulations.
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Lashanda
3 months ago
I think the correct answer is C) I, II, III and IV.
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