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AAFM Exam CWM_LEVEL_2 Topic 5 Question 80 Discussion

Actual exam question for AAFM's CWM_LEVEL_2 exam
Question #: 80
Topic #: 5
[All CWM_LEVEL_2 Questions]

Section B (2 Mark)

Which of the following statement is correct w.r.t to the obligations of an Investment Advisor Registered under SEBI Investment Advisor Regulations 2013.

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Suggested Answer: B

by Ora at Jun 24, 2024, 11:11 PM

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Rasheeda
3 days ago
I don't know, this question is making my head spin. Maybe I should have stuck to investing in cat memes instead of studying for this exam.
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Carry
6 days ago
Hmm, I'm leaning towards option C. Why exclude obligation III when it's clearly a requirement for an Investment Advisor? Better to play it safe and cover all the bases.
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Mammie
13 days ago
I'm pretty sure it's option B. The obligations listed in I, II, and IV seem to be the most comprehensive and relevant for an Investment Advisor.
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Caren
16 days ago
I'm not sure, but I think the answer might be D) II, III and IV because some obligations may not apply to all Investment Advisors.
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Maira
17 days ago
I agree with Lashanda, because all the obligations listed in the image are important for an Investment Advisor Registered under SEBI regulations.
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Lashanda
22 days ago
I think the correct answer is C) I, II, III and IV.
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